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Fintech Compliance Analyst

Silvergate Bank has a unique opportunity to join our compliance team supporting a fast growing part of our business in Fintech. The Fintech Compliance Analyst is responsible for the operational support of the Fintech Compliance Department, assisting the AVP, Fintech Compliance Officer as directed.

Assist the Fintech Compliance Specialist and the Fintech Compliance Officer with initial and periodic reviews on the Bank’s Fintech clients including review and analysis of the client (including, but not limited to type of business, licensing/registration requirements, BSA/AML Program review), client’s counterparties and transactions, negative news searches, public records search, customer complaint, etc.

  1. Assist the Fintech Compliance Officer and the Fintech Compliance Specialist in the creation of written memos, reviews, committee reports, and other supporting documentation as necessary.
  2. May, as needed, assist in performance of review, monitoring, and analysis of various reports and transaction data to identify trends and unusual activity.
  3. Coordinate across teams to enhance client reviews and optimize compliance tools.
  4. Maintain detailed documentation to demonstrate compliance with internal policies and procedures.
  5. Respond to ad hoc requests, escalate issues and identify opportunities to improve processes for greater efficiency.
  6. Assist in the development and maintenance of reports or tracking mechanisms such as ticklers as needed.
  7. Assists in special projects and tasks for the Fintech department as directed.
  8. Maintain current knowledge of all federal and state laws and regulations, along with the Bank’s policies and procedures.
  9. Maintain a proficient knowledge of all applicable rules and regulations.

Knowledge Skills and Abilities

  1. Excellent analytical, evaluative and problem-solving skills
  2. Must be self-motivated, dependable, adaptable and detail oriented with a proven ability to work independently and within a team environment
  3. Excellent verbal, written and interpersonal communication skills with the ability to write reports, correspondence and procedures, and speak clearly to clients and employees.
  4. Basic knowledge of general banking compliance regulations and laws; bank administration, banking operations activities, products, and services
  5. Ability to proactively identify and assess potential concerns and risks
  6. Ability to resolve issues and meet deadlines
  7. Ability to communicate effectively with staff at all levels
  8. Ability to maintain confidentiality with regard to client portfolio
  9. College degree, or equivalent banking experience
  10. Two (2) years general banking or regulatory agency experience, with an emphasis in compliance and/or operations
  11. Good organizational and time management skills.

 

 

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